Report Suitability report

The "Suitability report" checks the suitability of the portfolio with regard to the investment profile provided. You can find the report in the workspace of portfolios and holders on the "Compliance" worksheet and on the "Reporting", "Compliance" worksheet. The "Suitability Report" is based on WM data, while the risk calculation is based on the value at risk.

The following information can be found in the "Report on suitability":

Field	Description
Suitability report	The title of the report.
Customer name	The name of the owner from the address.
Portfolio number	The portfolio number entered in the "Portfolio no." field in the portfolio master data.
Evaluation date	The evaluation date of the report. The default setting is the current date or the evaluation date entered in the input field in the toolbar.
Evaluation currency	Currency in which the evaluation is created. You can set this evaluation currency via the report parameters (<STRG<+<A>). For the default setting, please also read the section Parameters of the standard reports.
Account manager	The name of the account manager. The supervisor is entered via the "Portfolio properties" dialog box in the context menu of a portfolio for the respective portfolio version.
Telephone	The telephone number of the customer advisor from their address.
Investment profile	The defined target market categories from the investment profile: Loss-bearing capacity Investment objective Special requirements Risk indicator Distribution channel Investment horizon Knowledge/Experience Customer category Risk/return
Portfolio overview	An overview of the following data on the evaluation date: Assets (in reporting currency) Liquidity share of assets Performance current year [%] Risk [%]
Suitability test	Here you will find the overall result of the suitability check of the investment profile stored. There must be no negative individual results for suitability. You will find the detailed examination results on the right-hand side. The colors of the symbols symbolize the result of the test: Suitable Not suitable If a check cannot be carried out, the results column remains empty.
Investment guidelines	The result of the review of the individual investment guidelines: Asset allocation Individual restrictions
Appropriateness (K&E)	The result of the appropriateness review: Investment advice/asset management
Diversification & hedging	The result of the review with regard to diversification and hedging criteria: Issuer (bonds) Region Currency Weighted investment horizon
Target market comparison	The result of the target market comparison: Individual securities comparison (For asset managers, the target market comparison does not necessarily have to be fulfilled)
Portfolio risk	The result of the review of the risk with the investment profile. If you deactivate the "Explicitly assess risk" parameter, the portfolio risk is only checked with regard to its upper limit.

You can find details on the special features for FinSA clients in the section Information on FIDLEG .

Siehe auch:

Parameters of the report Suitability report