FIDLEG: Report Suitability report

Beispiel

In this example of the "Report Suitability report" is a holder in whose properties the compliance type "FIDLEG" is selected.

The "Individual securities comparison" check in the "Target market comparison" area only takes into account the FinSA categories:

• Loss-bearing capacity
• Investment objective
• Knowledge/Experience
• Customer category

The non-FIDLEG categories are excluded from the audit.

Corresponding information is displayed for FinSA holders under the "Suitability test" section.

If he is also marked as an "opting-in/opting-out" customer via the profiling service, corresponding information will also be displayed at this point.