Plausibility checks on portfolio version master data

Portfolio service plausibility check" module

Examination	Active	Severity	Description
Asset allocation		Note	Checks whether an asset allocation is assigned to the portfolio version.
Evaluation currency	✓	Note	Checks whether a value has been assigned to the "Evaluation currency" field.
Benchmark	✓	Note	Checks whether a value has been assigned to the "Benchmark" field.
Benchmark 2		Note	Checks whether a value has been assigned to the "Benchmark 2" field.
Supervisor	✓	Warning	Checks whether a supervisor is assigned to the portfolio version.
Financial portfolio management		Note	Checks whether a value has been assigned to the "Financial portfolio management" field.
Investment agent		Note	Checks whether a value has been assigned to the "Investment agent" field.
Profile key		Note	Checks whether a portfolio profile is assigned. A profile key of an existing profile must be stored for this.
Reporting frequency		Note	Checks whether a value has been assigned to the "Reporting frequency" field.
Restrictions defined		Note	Checks whether restrictions are defined.
Risk limit		Note	Checks whether a risk limit has been assigned.
Scheduled Reporting active		Note	Checks whether a value is assigned to the "Scheduled Reporting active" field. Both an activated and a deactivated checkbox are permitted; only the undefined status ("blue square" in the checkbox) causes the check to fail.
Scheduled reporting configured when active	✓	Warning	Checks whether both the reporting profile and the reporting frequency are stored if the "Scheduled reporting active" checkbox is activated.
Loss threshold portfolio	✓	Note	Checks whether a value (not equal to 0) is assigned to the "Portfolio loss threshold" field.
Loss thresholds maximum 10%	✓	Note	According to MiFID II applies from 01.01.2018: The "portfolio loss threshold" may not exceed 10% for portfolios under financial portfolio management. For holders of the customer type "Private customer", the "Securities loss threshold" may not exceed 10%. This check monitors compliance with these limits.
Version valid from		Note	Checks whether a value has been assigned to the "Version valid from" field.
Version designation		Note	Checks whether a value has been assigned to the "Version designation" field.